Satoshi Nakamoto Blog

Category : compliance

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FCA admits it does not track frequency of funds that block investor withdrawals – FinTech Futures

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The Financial Conduct Authority (FCA) has conceded it has failed to keep track of investment fund suspensions, an admission that raises questions over the effectiveness...
AcadiaSoft Anti-Money Laundering/AML Artificial Intelligence/AI Banking compliance ISDA Know Your Customer/KYC Regulation Trading Technology Treasury & Capital Markets/TCM

How to stay ahead of the curve – FinTech Futures

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Data drives everything we do today. From financial institutions to regulators to professional sports, there’s no question we’re living in a data-driven world. The differentiator...
Anti-Money Laundering/AML BNP Paribas compliance Financial Crime & Fraud homepage-featured-4 Regulation Standard Chartered UBS

US and UK regulators take lead on AML fines for 2019 – FinTech Futures

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The US and UK financial regulators lead the way in anti-money laundering (AML) penalties issued in 2019, collectively accounting for more than 30% of the...
Anti-Money Laundering/AML Banking compliance Corporate & Commercial Banking Data & Analytics esg Financial Services/Finserv JWG Group RegTech Council Regulation Reporting Risk management sustainability

the new lifeblood of compliance – FinTech Futures

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In the aftermath of the global crisis, financial regulators rushed to implement complex rules without having a complete view of their consolidated impact and how...
C-suite Charles Scharf compliance DoJ earnings Edit License Expense management Federal Reserve Revenue and expenses SEC Wells Fargo

‘Extraordinarily inefficient’: Scharf’s blunt assessment of Wells Fargo

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To anyone who doubted the magnitude of the challenges facing Wells Fargo’s new CEO, the bank’s fourth-quarter results offered an emphatic rejoinder. Revenue fell by...
CFPB compliance Consumer Bankers Association Dodd-Frank Gender discrimination House Financial Services Committee ICBA Race discrimination small business lending

GOP lawmaker’s bill would repeal small-business loan rules

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A Republican congressman introduced legislation Friday to repeal a legal requirement — nine years old but yet to be implemented — that aims to address...
citigroup Commercial lending compliance Consumer Banking Consumer lending Cyber attacks Disruptors Fannie Mae fintech Freddie Mac GSEs Santander Truist Financial Wells Fargo

Banking 2025, more Wells Fargo woe, compliance turnover: Top stories of the week

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Potential sources of industry upheaval, and how to adapt; former Wells Fargo execs may face criminal charges in coming weeks; why banks have such high...